Deep Dive: UBS Misconduct Exemption

Deep Dive: UBS Misconduct Exemption

Contact Nicholas Schroth of the Department at (202) 693-8571 OR Attention: Application No. D-12098,via email to e-OED@dol.gov Comments will be published here: https://www.regulations.gov/document/EBSA-2024-0007-0001/comment * What is a QPAM exemption? It
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Contact Nicholas Schroth of the Department at (202) 693-8571 OR
Attention: Application No. D-12098,via email to e-OED@dol.gov
Comments will be published here:
https://www.regulations.gov/document/EBSA-2024-0007-0001/comment *
What is a QPAM exemption? It’s a special waiver from certain
prohibited transaction restrictions under ERISA and the Internal
Revenue Code. This allows qualified asset managers, like UBS, to
manage retirement […]

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